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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-02 |
| WA | RA | APPROVED | 2014-06-06 |
Branch Locations
308 Gates St, Mt Vernon, WA 98273 • United States
Mount Vernon, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mount Vernon | WA | 01/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Mount Vernon | WA | 03/2020 | Present |
Business Ownership; LHS, LLC; member, quarterly meetings; Hotel operations; 107 S Second Street, , La Conner, WA, 98257; Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / LIG, LLC; member, quartlery meetings; This is a real estate holding company for hotel; 107 S Second Street, , La Conner, WA, 98257; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / PNW Exploration; Board member; Bike rental business; 107 South Second Street, , La Conner, WA, 98257; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Board of Directors of the Skagit Valley Family YMCA; Board Member; 1901 Hoag Rd, , Mount Vernon, WA, 98273; Not Investment-Related; 08/05/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Scannell LLC; Associate Financial Advisor - I meet with clients in a comprehensive planning capacity; ; 7525 SE 24th St Suite 120, , Mercer Island, WA, 98040; Investment-Related; 08/15/2019; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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