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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-02
WA RA APPROVED 2014-06-06
  • TX RA
    APPROVED_RES
    Since 2019-08-02
  • WA RA
    APPROVED
    Since 2014-06-06

Branch Locations

308 Gates St, Mt Vernon, WA 98273 • United States

Mount Vernon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Vernon WA 01/2012 03/2020
Ameriprise Financial Services, Llc Mount Vernon WA 03/2020 Present
Other Businesses

Business Ownership; LHS, LLC; member, quarterly meetings; Hotel operations; 107 S Second Street, , La Conner, WA, 98257; Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / LIG, LLC; member, quartlery meetings; This is a real estate holding company for hotel; 107 S Second Street, , La Conner, WA, 98257; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / PNW Exploration; Board member; Bike rental business; 107 South Second Street, , La Conner, WA, 98257; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Board of Directors of the Skagit Valley Family YMCA; Board Member; 1901 Hoag Rd, , Mount Vernon, WA, 98273; Not Investment-Related; 08/05/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Scannell LLC; Associate Financial Advisor - I meet with clients in a comprehensive planning capacity; ; 7525 SE 24th St Suite 120, , Mercer Island, WA, 98040; Investment-Related; 08/15/2019; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-06
  • S66 Uniform Combined State Law Examination
    2014-06-06
Other Names
  • Amy K Senff

View on SEC IAPD

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