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301 N Main Street Suite 1902, Winston-Salem, NC 27101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-11 |
Branch Locations
301 N Main Street Suite 1902, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Winston-Salem | NC | 05/2012 | 04/2018 |
| Semmax Financial Advisors, Inc. | Winston-Salem | NC | 04/2018 | 08/2021 |
| Twin City Private Wealth, Llc F/K/A Dogwood Wealth Advisors, Llc | Winston-Salem | NC | 10/2021 | Present |
(1) Twin City Private Wealth Insurance Services, LLC; (2) Investment-related; (3) 301 N. Main Street, Suite 1902, Winston-Salem, NC 27101; (4) Insurance sales; (5) Owner and licensed insurance agent; (6) October 2021; (7) Approximately 40 hours per month (all during securities trading hours); (8) Recommend and sell insurance and other products. (1) American Financial Education Alliance; (2) Investment-related; (3) 349 Copperfield Blvd. NE, STE L #106, Concord, NC 28025; (4) Financial education; (5) Instructor; (6) December 2024; (7) Approximately 10 hours per month (including 6 hours during securities trading hours); (8) Teach financial education courses to members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-07 |
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