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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-21 |
Branch Locations
119 Junction Road, Madison, WI 53717 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Madison | WI | 09/2007 | 10/2021 |
| Wells Fargo Advisors, Llc | Madison | WI | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Madison | WI | 11/2016 | 10/2021 |
| Ameriprise Financial Services, Llc | Madison | WI | 10/2021 | 04/2022 |
| Heartland Financial | Madison | WI | 04/2022 | 08/2025 |
| Umb Financial Services Inc. | Kansas City | MO | 12/2025 | Present |
| Umb Bank | Kansas City | MO | 08/2025 | Present |
1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 08/2025, 8 hours per month allocated to UMB Bank during normal business hours. 2) Core Knowledge Charter School Parent Round Table, 300 Richard St., Verona, WI 53593. Position: Board Member/VP. Start date 08/2023. No compensation. Not investment related. 1 hour per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-12 |
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