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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
4200 Southwest Edmunds St, Seattle, WA 98116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A | Kirkland | WA | 10/2007 | 09/2023 |
| Wells Fargo Advisors, Llc | Kirkland | WA | 02/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kirkland | WA | 11/2016 | 09/2023 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 10/2023 | 11/2024 |
| U.S. Bank | Seattle | WA | 06/2025 | Present |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 06/2025 | 02/2026 |
| Unemployed | Seattle | WA | 11/2024 | 06/2025 |
| U.S. Bancorp Advisors, Llc | Seattle | WA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-08 |
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