Denise Sharon Rico

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 11/2024 → Present
  Dirt Boss Llc
  Peoria, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.... NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: PEORIA, ARIZONA NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 02/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD TO RENTAL TENANTS TO MANAGE PROPERTY NAME OF BUSINESS: DIRT BOSS LLC NON-INVESTMENT RELATED ADDRESS: PEORIA, ARIZONA NATURE OF BUSINESS: LAND CLEARING POSITION: PARTNER START DATE: 11/2024 APPROX. HOURS/MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDE FUNDING TO PURCHASE HEAVY EQUIPMENT, POST SIGNS AND ADVERTISEMENTS FOR BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2022-09-02
• S63 Uniform Securities Agent State Law Examination
  2012-04-26