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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-04-25 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
2976 Triverton Pike Dr Suite 103, Fitchburg, WI 53711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fallon And Associates | Madison | WI | 03/2002 | Present |
| Horter Investment Management | Cincinnati | OH | 02/2015 | 04/2018 |
| Brookstone Capital Management | Wheaton | IL | 04/2018 | Present |
THE NAME OF THE OTHER BUSINESS: FALLON AND ASSOCIATES INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 658 S. GAMMON ROAD SUITE 203 MADISON, WI NATURE OF OTHER BUSINESS: INSURANCE SALES YOUR POSITION: OWNER START DATE: 01/2002 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 140 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 140 BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE SALES THE NAME OF THE OTHER BUSINESS: FALLON AND ASSOCIATES LIGHTING, LLC No longer an active business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-03 |
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