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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-04 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
Wilmington, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nyl | Waltham | MA | 01/2012 | 03/2021 |
| Nylife Securities Llc | Waltham | MA | 02/2012 | 03/2021 |
| Eagle Strategies Llc | Waltham | MA | 02/2020 | 03/2021 |
| New York Life | Waltham | MA | 01/2012 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 10/2025 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 03/2021 | 10/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2021 | 10/2025 |
| Lpl Enterprise Llc | Wakefield | MA | 10/2025 | Present |
1. 10/14/2025 - JAMES HAROLD BUCKLEY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Wilmington, MA - INV REL - Start Date 10/14/2025 - 160hrs/mth | 160hrs during trading 2. 10/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Wilmington, MA - INV REL - Start Date 10/14/2025 - 160hrs/mth | 160hrs during trading 3. 10/14/2025 - East Boston YMCA - Non-Profit Board Member - East Boston, MA - NOT INV REL - Start Date 04/01/2013 - 3hrs/mth | 0hrs during trading 4. 08/03/2026-Merrimack College-Professor-Teacher Paid by School or University-Not Inv related-At North Andover, MA-Start date 09/03/2026-12hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-24 |
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