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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Oak Lawn | IL | 05/2014 | 03/2017 |
| Fifth Third Securities | Oak Lawn | IL | 05/2014 | 03/2017 |
| Be Wise Holdings Llc | Woodridge | IL | 05/2016 | Present |
| J.P. Morgan Chase Bank, N.A. | Chicago | IL | 12/2018 | 09/2025 |
| J.P. Morgan Chase Bank, N.A.. | Chicago | IL | 12/2018 | 10/2019 |
| Beloved Properties Llc | Woodridge | IL | 05/2016 | 09/2021 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2019 | 09/2025 |
| Legacy Acquisition Partners Llc | Woodridge | IL | 09/2021 | Present |
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 09/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2025 | Present |
(1) *659908 - Legacy Acquisition Partners LLC; Investment related: Yes; Woodridge, Illinois; Real Estate:Rental Property; Officer (proprietor, partner, officer, director, employee, trustee, agent); 05/2016; During business hours: 0; After business hours: 10; Property Management (2) *659901 - BE WISE HOLDINGS LLC ; Investment related: Yes; Woodridge, Illinois;Real Estate, Rental Property ; Officer (proprietor, partner, officer, director, employee, trustee, agent); 05/2016; During business hours: 0; After business hours: 10; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-04 |
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