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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-05 |
Branch Locations
16719 Birkdale Commons Parkway, Huntersville, NC 28078 • United States
8601 J.M. Keynes Drive, Charlotte, NC 28262 • United States
10400 Mallard Creek Rd Ste 100, Charlotte, NC 28262 • United States
5601 Reddman Rd, Charlotte, NC 28212 • United States
5330 Sunset Road, Charlotte, NC 28269 • United States
201 N. Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Blacksburg | VA | 01/2012 | 11/2016 |
| Wells Fargo Bank Na | Blacksburg | VA | 05/2009 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Blacksburg | VA | 11/2016 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Fort Mill | SC | 07/2018 | 04/2023 |
| Wells Fargo Bank Na | Fort Mill | SC | 07/2018 | 04/2023 |
| Fifth Third Securities | Charlotte | NC | 04/2023 | Present |
| Wells Fargo Advisors | Charlotte | NC | 03/2012 | 04/2023 |
| Fifth Third Bank | Charlotte | NC | 04/2023 | Present |
Rental property - Concord, NC 28025 - owner/landlord - 1 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-18 |
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