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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-18 |
| KY | RA | APPROVED | 2024-03-05 |
Branch Locations
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indiana University Southeast | New Albany | IN | 07/2014 | 07/2018 |
| C6 Music,, Llc | Sellersburg | IN | 01/2012 | 10/2023 |
| Town Of Clarksville, Indiana | Clarksville | IN | 01/2016 | Present |
| Lpl Financial | Louisville | KY | 09/2023 | Present |
| Kpp Advisory Services, Llc | Louisville | KY | 10/2023 | Present |
1-09/29/2023 - KENTUCKY PLANNING PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2-09/29/2023 - C6 MUSIC, LLC - Business Owner - C6 Music is a Concert Company Co-Own and Co-Founded - Non-Inv Rel - Sellersburg, IN - Start: 01/2002 - 1 Hr/Mth 3- 12/2023 / Town Council Member:5th District Representative & Chairman of Economic Redevelopment Co / Politics/Government / Non Invst Rltd / 25 hrs mnth 4- 12/2023 / Clerk Treasurer / Politics/Government / Non Investment Related / 32 Hrs Mnth 5. 01/15/2025- KPP Advisory Services- Registered Investment Advisor -I provide investment advisory services through KPP Advisory Services, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 04/18/2024- 40 Hours Per Month- 30 Hours During Trading. 6. Name of outside business: Town of Clarksville, IN; Is the business investment related: Yes; Location of the business: 2000 Broadway Clarksville IN 47129 USA; Position Title: Clerk-Treasurer; Responsibilities Duties: Elected Chief Financial Officer for the civil municipality of Clarksville, providing compliance oversight to record keeping, payroll, accounts payable, and short-term investments.; Start date with business: 2024-01-01; Hours per month devoted to business during trading hours: 24; Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 80; Will an IRS form for income earned be received: Yes; Contact person at the organization: Sherry Lockard, FIrst Deputy to Clerk-Treasurer; Website address for the organization: www.townofclarksville.com;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-08 |
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