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Current Employers
Kpp Advisory Services Llc

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-18
KY RA APPROVED 2024-03-05
  • IN RA
    APPROVED
    Since 2024-11-18
  • KY RA
    APPROVED
    Since 2024-03-05

Branch Locations

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Southeast New Albany IN 07/2014 07/2018
C6 Music,, Llc Sellersburg IN 01/2012 10/2023
Town Of Clarksville, Indiana Clarksville IN 01/2016 Present
Lpl Financial Louisville KY 09/2023 Present
Kpp Advisory Services, Llc Louisville KY 10/2023 Present
  • 07/2014 → 07/2018
    Indiana University Southeast
    New Albany, IN
  • 01/2012 → 10/2023
    C6 Music,, Llc
    Sellersburg, IN
  • 01/2016 → Present
    Town Of Clarksville, Indiana
    Clarksville, IN
  • 09/2023 → Present
    Lpl Financial
    Louisville, KY
  • 10/2023 → Present
    Louisville, KY
Other Businesses

1-09/29/2023 - KENTUCKY PLANNING PARTNERS, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2-09/29/2023 - C6 MUSIC, LLC - Business Owner - C6 Music is a Concert Company Co-Own and Co-Founded - Non-Inv Rel - Sellersburg, IN - Start: 01/2002 - 1 Hr/Mth 3- 12/2023 / Town Council Member:5th District Representative & Chairman of Economic Redevelopment Co / Politics/Government / Non Invst Rltd / 25 hrs mnth 4- 12/2023 / Clerk Treasurer / Politics/Government / Non Investment Related / 32 Hrs Mnth 5. 01/15/2025- KPP Advisory Services- Registered Investment Advisor -I provide investment advisory services through KPP Advisory Services, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 04/18/2024- 40 Hours Per Month- 30 Hours During Trading. 6. Name of outside business: Town of Clarksville, IN; Is the business investment related: Yes; Location of the business: 2000 Broadway Clarksville IN 47129 USA; Position Title: Clerk-Treasurer; Responsibilities Duties: Elected Chief Financial Officer for the civil municipality of Clarksville, providing compliance oversight to record keeping, payroll, accounts payable, and short-term investments.; Start date with business: 2024-01-01; Hours per month devoted to business during trading hours: 24; Hours per month devoted to business outside trading hours: 24; Percentage of total yearly compensation expected to be derived from the business: 80; Will an IRS form for income earned be received: Yes; Contact person at the organization: Sherry Lockard, FIrst Deputy to Clerk-Treasurer; Website address for the organization: www.townofclarksville.com;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-14
S63 Uniform Securities Agent State Law Examination 2022-01-08
  • S65 Uniform Investment Adviser Law Examination
    2022-05-14
  • S63 Uniform Securities Agent State Law Examination
    2022-01-08
Other Names
  • A.D. Stonecipher

View on SEC IAPD

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