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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2012-01-06 |
Branch Locations
938 S University Park Blvd. Ste 200, Clearfield, UT 84015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Clearfield | UT | 06/2001 | Present |
| Springwater Capital, Llc | Layton | UT | 05/2009 | 04/2019 |
| Kl Marketing Llc | Syracuse | UT | 03/2009 | Present |
| Transamerica Financial Advisors, Inc | Clearfield | UT | 01/2012 | Present |
| Guild Mortgage Company | Clearfield | UT | 06/2026 | Present |
| Alliance Lending Services | Sandy | UT | 04/2019 | 02/2022 |
| Ultimate Home Lending Llc | Eagle Mountain | UT | 03/2022 | Present |
| Inherit Guard ( Recently Changed From Lspn) | Lindon | UT | 05/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Ultimate Home Lending LLC / 0322-Present/ Investment Related: No / 8325 North Cedar Drive Eagle Mountain, UT 84005 / Loan Officer / Mortgage Company / Hrs. Work Monthly: 80 / Sec Trading Hrs: 2/ Help clients obtain a mortgage as a licensed loan officer KL MARKETING LLC; NOT INVESTMENT RELATED; 3/2009 TO PRESENT; MORTGAGE LEADS; NOT MORE THAN 85% OF HIS TIME WILL BE DEVOTED TO THE OBA; 3772 JUPITER HILLS DR, SYRACUSE, UT 84075. INHERIT GUARD \ POSITION: None NATURE: ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/22/2024 ADDRESS: 100 N State Street, Ste B, Lindon UT 84042 \ DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS. GUILD MORTGAGE COMPANY POSITION: Loan Officer NATURE: Mortgages INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2026 ADDRESS: 938 S University Park Blvd, Ste 200, Clearfield UT 84015, United States DESCRIPTION: I have had mortgages as an OBA for 25 years. Activities include originating Mortgage loans by helping clients with mortgage loan applications. It would be the same as my current OBA with Ultimate Home Lending. I am just planning to switch companies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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