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360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Buffalo | NY | 05/2014 | 02/2018 |
| Lpl Financial Llc | Buffalo | NY | 02/2018 | Present |
| Sterling Investment Counsel, Llc | Buffalo | NY | 04/2016 | Present |
| Sterling Investment Counsel, Llc | Buffalo | NY | 04/2018 | Present |
| Jensen, Marks, Langer & Vance | Buffalo | NY | 01/2012 | Present |
1- 01/11/2018 - Jensen, Marks, Langer & Vance Comprehensive Wealth Planning LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2- 03/12/2018 - JENSEN, MARKS, LANGER, AND VANCE LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3- 11/20/2024 - Sterling Investment Counsel, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/12/2024 - 130 Hours Per Month/ During Trading -I provide investment advisory services through Sterling Investment Counsel, LLC, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-23 |
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