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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Albuquerque | NM | 02/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Albuquerque | NM | 02/2026 | Present |
| Amazon.cOm | Albuquerque | NM | 11/2023 | Present |
| U.S. Bank | Albuquerque | NM | 04/2024 | 02/2026 |
| Madison Avenue Securities Llc | Rio Rancho | NM | 12/2023 | 04/2024 |
| Buck Wealth Strategies, Llc | Rio Rancho | NM | 11/2023 | 04/2024 |
| Oxford Wealth Advisors/E.A. Buck Company | Rio Rancho | NM | 09/2023 | 04/2024 |
| Portside Wealth Group, Llc | Rio Rancho | NM | 09/2023 | 11/2023 |
| Unemployed | Albuquerque | NM | 07/2023 | 08/2023 |
| First Command Financial Services | Albuquerque | NM | 04/2020 | 06/2023 |
| First Command Brokerage Services, Inc. | Albuquerque | NM | 03/2019 | 06/2023 |
| Airport Parking Llc | Albuquerque | NM | 06/2022 | 10/2022 |
| Ups | Albuquerque | NM | 10/2019 | 01/2020 |
| Marriott International Incorporated | Albuquerque | NM | 03/2019 | 08/2019 |
| Unemployed | Albuquerque | NM | 02/2019 | 02/2019 |
| Collabera/Hp Inc. | Rio Rancho | NM | 10/2018 | 01/2019 |
| Unemployed | Albuquerque | NM | 09/2018 | 09/2018 |
| Best Buy | Albuquerque | NM | 09/2017 | 08/2018 |
| Billy The Kid Casino | Ruidoso Downs | NM | 05/2017 | 08/2017 |
| Unemployed | Albuquerque | NM | 04/2017 | 04/2017 |
| Bank Of The West | Albuquerque | NM | 04/2016 | 03/2017 |
| Ups | Albuquerque | NM | 07/2016 | 10/2016 |
NAME OF OTHER BUSINESS:Amazon IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:7300 Meridian Pl NW,Albuquerque,NM,87121,USA NATURE OF OTHER BUSINESS:Fulfillment Center Associate YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2023-11-15 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:30 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Sort, scan, and manage packages. Move packages IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-17 |
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