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Evan Derick Hugh Roberts

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hanover, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-07
NH RA APPROVED 2015-08-28
  • TX RA
    APPROVED
    Since 2017-02-07
  • NH RA
    APPROVED
    Since 2015-08-28

Branch Locations

63 S Main St, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hanover NH 04/2015 Present
Bank Of America, N.A. Hanover NH 11/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
S63 Uniform Securities Agent State Law Examination 2012-03-10
  • S66 Uniform Combined State Law Examination
    2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    2012-03-10
Other Names
  • Evan Roberts

View on SEC IAPD

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Other Offices

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT · HANOVER, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
CWM, LLC · Hanover, NH
GRANITE VALUE CAPITAL, LLC · HANOVER, NH
J.P. MORGAN SECURITIES LLC · Hanover, NH
KESTRA ADVISORY SERVICES, LLC · Hanover, NH
RAYMOND JAMES & ASSOCIATES, INC. · Hanover, NH
MASCOMA WEALTH MANAGEMENT · HANOVER, NH

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