Jorge Arturo Flores

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2017
  Nationalplanning Corporation
  Woburn, MA
• 07/2012 → 10/2019
  Trilogy Financial Services
  Woburn, MA
• 11/2015 → 10/2019
  Trilogy Capital, Inc.
  Woburn, MA
• 11/2017 → 01/2018
  Lpl Financial Llc
  Woburn, MA
• 10/2019 → 05/2023
  Savior Wealth, Llc
  Waltham, MA
• 05/2023 → Present
  Newedge Advisors, Llc
  New Orleans, LA

Previous Registrations

• 2019-10-22 → 2023-06-12
  Savior Wealth
  Wellesley, MA
• 2016-07-05 → 2019-10-17
  Trilogy Capital, Inc.
  Woburn, MA
  Irvine, CA
• 2017-11-29 → 2018-03-27
  Lpl Financial Llc
  Burlington, MA
• 2015-05-04 → 2017-11-29
  National Planning Corporation
  Woburn, MA
  Los Angeles, CA

Other Businesses

1. Mr. Flores conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Bartolomeo Capital Group. Mr. Flores is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 2. Mr. Flores is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Flores, as a fiduciary, will act in the client's best interest. 3. Mr. Flores volunteers with the Leysin American School-US Advisory Board, where he provides strategic guidance to the senior leadership team. Mr. Flores devotes 2 hours per month to this activity outside of trading hours. 4. Mr. Flores is the Managing Partner at AccelHUB Venture Partners, a LatAm-focused startup accelerator company based in Cambridge, MA. His duties include deal screening, communicating with founders, coaching them in U.S. business customs, coordinating presentations, and providing general marketing guidance. Mr. Flores devotes approximately 40 hours per month to this activity outside of trading hours. 5. Mr. Flores is a founding member of HLX+, a non-profit civic advocacy organization. He provides regional support to the CEO by advising on local community affairs. Mr. Flores devotes approximately 1 hour per month to this activity outside of trading hours. 6. Mr. Flores serves as a board member for AltaFid, a technology platform designed for the South American market. He participates in board meetings and strategic planning. Mr. Flores devotes approximately 1 hour per month to this activity outside of trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-20
• S63 Uniform Securities Agent State Law Examination
  2012-08-27

Other Names

• Jorge Arturo Flores