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Douglas K. Franc

Charles Schwab & Co., Inc.

Yardley, PA

Wayne, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-12
  • PA RA
    APPROVED
    Since 2025-11-12

Branch Locations

1030 Stony Hill Rd Unit 1, Yardley, PA 19067-5500 • United States

200 West Lancaster Ave, Wayne, PA 19087-4046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Warrington PA 06/2012 10/2025
Fidelity Personal And Workplace Advisors Warrington PA 07/2018 03/2025
Fidelity Investments Warrington PA 03/2025 10/2025
Charles Schwab & Co., Inc. Yardley PA 10/2025 Present
Charles Schwab Bank, Ssb Yardley PA 10/2025 Present
Strategic Advisers Llc Warrington PA 09/2013 07/2018
  • 06/2012 → 10/2025
    Fidelity Brokerage Services, Llc
    Warrington, PA
  • 07/2018 → 03/2025
    Fidelity Personal And Workplace Advisors
    Warrington, PA
  • 03/2025 → 10/2025
    Fidelity Investments
    Warrington, PA
  • 10/2025 → Present
    Charles Schwab & Co., Inc.
    Yardley, PA
  • 10/2025 → Present
    Charles Schwab Bank, Ssb
    Yardley, PA
  • 09/2013 → 07/2018
    Strategic Advisers Llc
    Warrington, PA
Previous Registrations
  • 2025-03-31 → 2025-11-04
    Strategic Advisers Llc
    Warrington, PA
    Conshohocken, PA
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Conshohocken, PA
    Warrington, PA
  • 2013-09-26 → 2018-07-13
    Strategic Advisers Llc
    Jacksonville, FL
    Warrington, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-19
S63 Uniform Securities Agent State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2013-09-19
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
Designations
Other Names
  • Douglas Keith Franc

View on SEC IAPD

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MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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