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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
4864 Arthur Kill Road Unit 1 A 1 B, Staten Island, NY 10309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Staten Island | NY | 06/2014 | 06/2019 |
| On The Level Capital Group Inc. | Staten Island | NY | 06/2019 | Present |
| Wells Fargo Advisors Financial Network, Llc | Staten Island | NY | 12/2022 | Present |
ON THE LEVEL CAPITAL GROUP INC. DBA ON THE LEVEL WATCHES, NOT INV RELATED, STATEN ISLAND, NY, 100% OWNERSHIP, START 6/1/2019, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, VINTAGE WATCH CONSULTING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-08 |
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