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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-09 |
| NJ | RA | APPROVED | 2012-04-09 |
Branch Locations
433 Hackensack Avenue 8Th Floor, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Fort Lee | NJ | 02/2012 | Present |
1. Delaware State University Foundation, Inc; 1200 N. Dupont Highway Dover DE 19904; A not-for-profit corporation devoted for the welfare and future development of Delaware State University; Board of Directors; Securing and administering private funds in support of academic programs, student scholarships, faculty development, and public service initiatives; 03/28/2019; 10.00 Hour(s) Per Quarter; during securities trading hours; Not Investment-Related. 2. Delaware State University Foundation, Inc; 1200 N Dupont Highway, Dover, DE 19904; Not-for-profit corporation; Secretary & Treasurer; Oversight of Financial Reports; 07/31/2020; 6 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-06 |
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