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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-06
  • CA RA
    APPROVED
    Since 2023-04-06

Branch Locations

120 C Ave Suite 170, Coronado, CA 92118 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunham & Associates Investment Counsel San Diego CA 03/2014 09/2016
Dunham & Associates Investment Counsel, Inc. San Diego CA 09/2016 03/2023
Lpl Financial Llc Coronado CA 04/2023 06/2025
Wealth Enhancement Group Coronado CA 04/2023 Present
Wealth Enhancement Advisory Services Coronado CA 04/2023 Present
Wealth Enhancement Brokerage Services Coronado CA 04/2023 Present
  • 03/2014 → 09/2016
    Dunham & Associates Investment Counsel
    San Diego, CA
  • 09/2016 → 03/2023
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
  • 04/2023 → 06/2025
    Lpl Financial Llc
    Coronado, CA
  • 04/2023 → Present
    Wealth Enhancement Group
    Coronado, CA
  • 04/2023 → Present
    Wealth Enhancement Advisory Services
    Coronado, CA
  • 04/2023 → Present
    Wealth Enhancement Brokerage Services
    Coronado, CA
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 4/3/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Investment Related - Coronado, CA - Fixed Insurance - SVP, Financial Advisor - Start Date: 10/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-07
S63 Uniform Securities Agent State Law Examination 2011-10-04
  • S65 Uniform Investment Adviser Law Examination
    2012-11-07
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04
Designations
Other Names
  • Brandon R Mather
  • Brandon Mather

View on SEC IAPD

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