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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-06 |
Branch Locations
120 C Ave Suite 170, Coronado, CA 92118 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dunham & Associates Investment Counsel | San Diego | CA | 03/2014 | 09/2016 |
| Dunham & Associates Investment Counsel, Inc. | San Diego | CA | 09/2016 | 03/2023 |
| Lpl Financial Llc | Coronado | CA | 04/2023 | 06/2025 |
| Wealth Enhancement Group | Coronado | CA | 04/2023 | Present |
| Wealth Enhancement Advisory Services | Coronado | CA | 04/2023 | Present |
| Wealth Enhancement Brokerage Services | Coronado | CA | 04/2023 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 4/3/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Investment Related - Coronado, CA - Fixed Insurance - SVP, Financial Advisor - Start Date: 10/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-04 |
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