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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-10 |
Branch Locations
1401 S. Brentwood Blvd. Ste. 300, Brentwood, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henderson Global Investors (North America) Inc. | Chicago | IL | 09/2013 | 03/2017 |
| Foreside Fund Services, Llc | Chicago | IL | 11/2013 | 03/2017 |
| Bmo Investment Distributors | Chicago | IL | 04/2017 | 12/2019 |
| Bmo Asset Management Corp. | Chicago | IL | 04/2017 | 03/2022 |
| Foreside Financial Servivces, Llc | Chicago | IL | 01/2020 | 03/2022 |
| Mariner Wealth Advisors | Brentwood | MO | 07/2022 | Present |
| Unemployed | Chicago | IL | 04/2022 | 06/2022 |
| Msec, Llc | Overland Park | KS | 12/2025 | Present |
MSEC, LLC, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; Investment related; Registered Rep; Start date: 12/2025, 40 HRS/WK during securities trading hours. Mariner Wealth Advisors; 5700 W. 112th St. Suite 500 Overland Park, KS 66211; Investment Related, Investment Advisor Representative, Start date: 07/2022, 40 HRS/WK during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-10-24 |
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