Best Investors Account Sign in

Yaqi Li

J.P. Morgan Securities LLC

Sugarland, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

4997 Sweetwater Blvd., Sugarland, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Houston TX 05/2016 09/2018
Bank Of America, N.A./Merrill Lynch Houston TX 02/2019 10/2024
J.P. Morgan Securities Llc Houston TX 10/2024 Present
Jpmorgan Chase Bank, N.A. Houston TX 10/2024 Present
Unemployed Richmond TX 10/2018 01/2019
  • 05/2016 → 09/2018
    Aig
    Houston, TX
  • 02/2019 → 10/2024
    Bank Of America, N.A./Merrill Lynch
    Houston, TX
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    Houston, TX
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 10/2018 → 01/2019
    Unemployed
    Richmond, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-28
S63 Uniform Securities Agent State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2019-08-28
  • S63 Uniform Securities Agent State Law Examination
    2013-10-16
Other Names
  • Mindy Li
  • Wan Li
  • Yaqi Mindy Li

View on SEC IAPD

Other Firms

LOMETA CAPITAL PARTNERS, INC.
CONSTELLATION CAPITAL GROUP, LLC
ANGELUS WEALTH, LLC
WELLS FARGO CLEARING SERVICES, LLC
LINCOLN INVESTMENT
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STRATEGIC ADVISERS LLC

Other Investors

SONNY M. BLANCHARD
MARK ROBERT LATAWIEC
ROSEMARY L GUILLOTTE
RAYMOND STAUFFACHER
JAIKISHAN MADHU DARYANANI
HAL MITCHELL FINBERG
KIEN CHI THAI
Roneil Bharat Patel

Other Offices

LOMETA CAPITAL PARTNERS, INC. · SUGAR LAND, TX
CONSTELLATION CAPITAL GROUP, LLC · SUGAR LAND, TX
ANGELUS WEALTH, LLC · SUGAR LAND, TX
WELLS FARGO CLEARING SERVICES, LLC · SUGAR LAND, TX
LINCOLN INVESTMENT · SUGAR LAND, TX
OSAIC WEALTH, INC. · Sugar Land, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Suite 550, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sugar Land, TX

More in Sugarland, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor