Julia Hinojosa Ham

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-07-07
TX	RA	APPROVED	2023-07-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities, Llc	Metairie	LA	01/2012	11/2016
The Prudential Insurance Company Of America	Metairie	LA	01/2012	11/2016
The Producers Group/Guardian Insurance	Metairie	LA	12/2016	12/2017
Martin Wine Cellar	New Orleans	LA	08/2016	01/2018
Christwood Retirement Community	Covington	LA	12/2017	12/2018
Securities America, Inc.	Covington	LA	01/2019	12/2019
Purshe Kaplan Sterling Investments	Albany	NY	01/2020	03/2020
Advocacy Financial	Covington	LA	01/2019	03/2020
Valic Financial Advisors, Inc.	Birmingham	AL	03/2020	07/2023
Agia	Houston	TX	12/2022	07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fairhope	AL	07/2023	Present
Bank Of America, N.A.	Fairhope	AL	08/2023	Present

01/2012 → 11/2016

Pruco Securities, Llc

Metairie, LA
01/2012 → 11/2016

The Prudential Insurance Company Of America

Metairie, LA
12/2016 → 12/2017

The Producers Group/Guardian Insurance

Metairie, LA
08/2016 → 01/2018

Martin Wine Cellar

New Orleans, LA
12/2017 → 12/2018

Christwood Retirement Community

Covington, LA
01/2019 → 12/2019

Securities America, Inc.

Covington, LA
01/2020 → 03/2020

Purshe Kaplan Sterling Investments

Albany, NY
01/2019 → 03/2020

Advocacy Financial

Covington, LA
03/2020 → 07/2023

Valic Financial Advisors, Inc.

Birmingham, AL
12/2022 → 07/2023

Agia

Houston, TX
07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairhope, AL
08/2023 → Present

Bank Of America, N.A.

Fairhope, AL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-07
S63	Uniform Securities Agent State Law Examination	2020-05-02

Other Firms