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Jordan Steven-Keith Dalton

Principal Securities, Inc.

Sioux Falls, SD

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-03-03
  • SD RA
    APPROVED
    Since 2025-03-03

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Sioux Falls SD 02/2012 04/2022
Principal Securities Inc Sioux Falls SD 03/2016 04/2022
U.S. Bancorp Investments, Inc. Sioux Falls SD 05/2022 02/2025
Principal Life Insurance Co Sioux Falls SD 02/2025 Present
Principal Securties Inc Sioux Falls SD 02/2025 Present
  • 02/2012 → 04/2022
    Principal Life Insurance Company
    Sioux Falls, SD
  • 03/2016 → 04/2022
    Sioux Falls, SD
  • 05/2022 → 02/2025
    Sioux Falls, SD
  • 02/2025 → Present
    Principal Life Insurance Co
    Sioux Falls, SD
  • 02/2025 → Present
    Principal Securties Inc
    Sioux Falls, SD
Previous Registrations
Other Businesses

WEBSITE ADDRESS POSITION: Website NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4910 S Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: Creating the DBA for the purpose of using the domain JTJSFinancial.com. The DBA will not be used for any marketing materials, client communications, email, or any other purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-25
S63 Uniform Securities Agent State Law Examination 2012-02-25
  • S65 Uniform Investment Adviser Law Examination
    2012-10-25
  • S63 Uniform Securities Agent State Law Examination
    2012-02-25
Designations
Other Names
  • Jordan Dalton
  • Jordan Steven-Keith Dalton

View on SEC IAPD

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