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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-17
  • NJ RA
    APPROVED
    Since 2025-12-17

Branch Locations

310 Park Ave, Scotch Plains, NJ 07076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Watchung NJ 03/2011 06/2018
J.P. Morgan Securities Llc Watchung NJ 10/2012 06/2018
Uber Elizabeth NJ 09/2015 Present
Santander Bank N.A. South Amboy NJ 07/2018 01/2019
Santander Securities, Llc South Amboy NJ 07/2018 01/2019
Jpmorgan Chase Bank, Na. Scotch Plains NJ 01/2019 Present
J.P. Morgan Securities Llc Scotch Plains NJ 01/2019 Present
G&B Realty Estates Llc Scotch Plains NJ 07/2024 Present
  • 03/2011 → 06/2018
    Jpmorgan Chase Bank, N.A.
    Watchung, NJ
  • 10/2012 → 06/2018
    Watchung, NJ
  • 09/2015 → Present
    Uber
    Elizabeth, NJ
  • 07/2018 → 01/2019
    Santander Bank N.A.
    South Amboy, NJ
  • 07/2018 → 01/2019
    Santander Securities, Llc
    South Amboy, NJ
  • 01/2019 → Present
    Jpmorgan Chase Bank, Na.
    Scotch Plains, NJ
  • 01/2019 → Present
    Scotch Plains, NJ
  • 07/2024 → Present
    G&B Realty Estates Llc
    Scotch Plains, NJ
Other Businesses

Entity Name: G&B REALTY ESTATES LLC Investment related: No Address: 334 MYRTLE AVE SCOTCH PLAINS NJ 07076 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: me and my wife own a two family residential property. i collect rent monthly from tenants. i manage property(remodel, paint, landscape ect) have intention of buying more rental properties down the line. not similar or connected with my role at jpmc Entity Name: 545 walnut st Investment related: N Address: 545 walnut st elizabeth nj 07201 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 545 walnut is a two family house. I rent both apartments and collect monthly rent. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/6/2017 ADDRESS: 545 ELIZABETH NJ DETAILS: I occupy the first floor and rent the second floor INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS HOURS DURING TRADING: 0 ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UBER POSITION: RIDESHARE DRIVER / INDEPENDENT CONTRACT DRIVER START DATE: 9/13/2015 ADDRESS: 545 ELIZABETH NJ DETAILS: HTTPS://WWW.UBER.COM. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5-15 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-08
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2025-12-08
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Jose E Diaz
  • Jose Edward Diaz

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