Jose E Diaz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 06/2018
  Jpmorgan Chase Bank, N.A.
  Watchung, NJ
• 10/2012 → 06/2018
  J.P. Morgan Securities Llc
  Watchung, NJ
• 09/2015 → Present
  Uber
  Elizabeth, NJ
• 07/2018 → 01/2019
  Santander Bank N.A.
  South Amboy, NJ
• 07/2018 → 01/2019
  Santander Securities, Llc
  South Amboy, NJ
• 01/2019 → Present
  Jpmorgan Chase Bank, Na.
  Scotch Plains, NJ
• 01/2019 → Present
  J.P. Morgan Securities Llc
  Scotch Plains, NJ
• 07/2024 → Present
  G&B Realty Estates Llc
  Scotch Plains, NJ

Other Businesses

Entity Name: G&B REALTY ESTATES LLC Investment related: No Address: 334 MYRTLE AVE SCOTCH PLAINS NJ 07076 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: me and my wife own a two family residential property. i collect rent monthly from tenants. i manage property(remodel, paint, landscape ect) have intention of buying more rental properties down the line. not similar or connected with my role at jpmc Entity Name: 545 walnut st Investment related: N Address: 545 walnut st elizabeth nj 07201 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 545 walnut is a two family house. I rent both apartments and collect monthly rent. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/6/2017 ADDRESS: 545 ELIZABETH NJ DETAILS: I occupy the first floor and rent the second floor INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS HOURS DURING TRADING: 0 ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UBER POSITION: RIDESHARE DRIVER / INDEPENDENT CONTRACT DRIVER START DATE: 9/13/2015 ADDRESS: 545 ELIZABETH NJ DETAILS: HTTPS://WWW.UBER.COM. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5-15 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2025-12-08
• S63 Uniform Securities Agent State Law Examination
  2012-02-20

Other Names

• Jose E Diaz
• Jose Edward Diaz