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134 W State Street Suite 200, Traverse City, MI 49684 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-02 |
Branch Locations
134 W State Street Suite 200, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc | Traverse City | MI | 06/2014 | 02/2018 |
| Td Ameritrade, Inc. | Traverse City | MI | 02/2018 | 11/2018 |
| Td Ameritrade Investment Management, Llc | Traverse City | MI | 02/2018 | 11/2018 |
| Cambridge Investment Research, Inc. | Traverse City | MI | 11/2018 | 12/2023 |
| Cambridge Investment Research Advisors, Inc. | Traverse City | MI | 11/2018 | 12/2023 |
| Spwm Advisors Llc | Traverse City | MI | 01/2024 | Present |
SPWM INSURANCE AGENCY LLC, 134 W FRONT ST, STE 200, TRAVERSE CITY, MI, 12/2023, INDEPENDENT INSURANCE AGENT, Not investment related, 20 HR/MO, 20 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-25 |
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