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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-06 |
Branch Locations
18530 W Airport Blvd, Richmond, TX 77407 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Houston | TX | 05/2011 | 11/2022 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 11/2022 |
| Frost Brokerage Services, Inc. | Houston | TX | 11/2022 | 02/2024 |
| Frost Investment Services | Houston | TX | 12/2022 | 02/2024 |
| Frost Brokerage Services, Inc. | Houston | TX | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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