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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-22 |
| TX | RA | APPROVED_RES | 2026-07-20 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 01/2012 | 07/2026 |
| Morgan Stanley Smith Barney Llc | Birmingham | AL | 07/2026 | Present |
(1) Jennifer Eagan Photography / Not Investment Related / Hoover, AL / Owner / Start 01-January-2012 / 10 hours devoted annually / 0 during trading / I occasionally take pictures of friends and family for a nominal fee. This is actually more of a hobby.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-22 |
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