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Current Employers
Guidance Capital, Inc.

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-11
KY RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2023-09-11
  • KY RA
    APPROVED
    Since 2022-10-28

Branch Locations

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Dynamic Market Advantage, Llc

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-09-10
  • KY RA
    APPROVED
    Since 2023-09-10

Branch Locations

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Dmlo Wealth Planning, Llc

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-06-02
  • KY RA
    APPROVED
    Since 2023-06-02

Branch Locations

2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp. Palm Beach Gardens FL 01/2012 10/2022
Guidance Capital, Inc. Louisville KY 10/2022 Present
Private Client Services, Llc Louisville KY 12/2022 Present
Dynamic Market Advantage, Llc Louisville KY 10/2022 Present
Money Concepts Advisory Service Palm Gardens FL 02/2012 11/2022
Dmlo Wealth Planing, Llc Lousiville KY 10/2022 Present
Previous Registrations
Other Businesses

1) Heuser Hearing Institute and Learning Academy. 117 E Kentucky St, Louisville, KY 40203. Provides medical and learning resources to deaf and hard-of-hearing patients. As a member of the executive board, I oversee high level business operations in conjunction with the greater board and take report from CEO. 5 hrs/mo; 5 during trading hrs. 2) Dynamic Market Advantage, LLC. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. President. 50 hrs/mo; 50 during trading hrs. 3) B. Handy Consulting, LLC. 9114 Geneva Circle, Prospect, KY 40059. Business consulting services. President-provide consulting services for business operations. 50 hrs/mo; 50 during trading hrs. 4) Guidance Capital, Inc. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Managing Partner. 170 hrs/mo; 170 during trading hrs. 5) Guidance Consulting, LLC. 200 Wickham Place, Ste 200, Louisville, KY 40245. Consulting for financial planning with regards to DMLO Wealth Planning, LLC. Will conduct financial planning and investment management services for the clients of DMLO Wealth Planning, LLC. 20 hrs/mo; 18 during trading hrs. 6) DMLO Wealth Planning. 2020 High Wickham Place, Ste 200, Louisville, KY 40245. Director and financial advisor. 20 hrs/mo18 during trading hrs. 7)The Handy Family Foundation DBA The ActsOf Foundation; Not investment-related; 2020 High Wickham Place, Suite 200, Louisville, KY 40245; Organize personal charitable intentions; Executive Director; Oct 2, 2024; Less than 5 hours; Less than 5 hours; As executive director and chairman of the board, my duties are to execute on the foundation's mission by way of providing access to education, healthcare, disaster relief support among other through charitable investments. 8) Access Justice; Not investment-related; 521 N 26th St, Louisville, KY 40212; Non-profit Legal Council; Board Member; Nov 7, 2024; <5 hours/month; <5 hours; As a board member I serve to oversee the execution of organization mission by the leadership team of Access Justice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-29
  • S66 Uniform Combined State Law Examination
    2012-02-29
Designations
Other Names
  • Beau J Handy
  • Beau Justin Handy

View on SEC IAPD

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