Best Investors
Account
Sign in
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-11 |
| KY | RA | APPROVED | 2022-10-28 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-09-10 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-02 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 01/2012 | 10/2022 |
| Guidance Capital, Inc. | Louisville | KY | 10/2022 | Present |
| Private Client Services, Llc | Louisville | KY | 12/2022 | Present |
| Dynamic Market Advantage, Llc | Louisville | KY | 10/2022 | Present |
| Money Concepts Advisory Service | Palm Gardens | FL | 02/2012 | 11/2022 |
| Dmlo Wealth Planing, Llc | Lousiville | KY | 10/2022 | Present |
1) Heuser Hearing Institute and Learning Academy. 117 E Kentucky St, Louisville, KY 40203. Provides medical and learning resources to deaf and hard-of-hearing patients. As a member of the executive board, I oversee high level business operations in conjunction with the greater board and take report from CEO. 5 hrs/mo; 5 during trading hrs. 2) Dynamic Market Advantage, LLC. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. President. 50 hrs/mo; 50 during trading hrs. 3) B. Handy Consulting, LLC. 9114 Geneva Circle, Prospect, KY 40059. Business consulting services. President-provide consulting services for business operations. 50 hrs/mo; 50 during trading hrs. 4) Guidance Capital, Inc. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Managing Partner. 170 hrs/mo; 170 during trading hrs. 5) Guidance Consulting, LLC. 200 Wickham Place, Ste 200, Louisville, KY 40245. Consulting for financial planning with regards to DMLO Wealth Planning, LLC. Will conduct financial planning and investment management services for the clients of DMLO Wealth Planning, LLC. 20 hrs/mo; 18 during trading hrs. 6) DMLO Wealth Planning. 2020 High Wickham Place, Ste 200, Louisville, KY 40245. Director and financial advisor. 20 hrs/mo18 during trading hrs. 7)The Handy Family Foundation DBA The ActsOf Foundation; Not investment-related; 2020 High Wickham Place, Suite 200, Louisville, KY 40245; Organize personal charitable intentions; Executive Director; Oct 2, 2024; Less than 5 hours; Less than 5 hours; As executive director and chairman of the board, my duties are to execute on the foundation's mission by way of providing access to education, healthcare, disaster relief support among other through charitable investments. 8) Access Justice; Not investment-related; 521 N 26th St, Louisville, KY 40212; Non-profit Legal Council; Board Member; Nov 7, 2024; <5 hours/month; <5 hours; As a board member I serve to oversee the execution of organization mission by the leadership team of Access Justice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-29 |
Reach out to this advisor