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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-20 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
300 Westage Business Ctr Dr Ste 370, Fishkill, NY 12524 • United States
Middletown, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruderman Asset Management, Llc | Suffern | NY | 03/2015 | 10/2021 |
| Bruderman Brothers Llc | Suffern | NY | 03/2015 | 10/2021 |
| Ameriprise Financial Services Llc | Goshen | NY | 10/2021 | Present |
Real Estate Ownership; Single Family; 2005 SE 10th Ave, Unit 419, Fort Lauderdale, FL, 33316; Not Investment-Related; 02/15/2024 / Single Family; 2215 Telfair Way , , Charleston, SC, 29412; Not Investment-Related; 09/24/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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