Best Investors Account Sign in

Daniel D. Slade

J.P. Morgan Securities LLC

Tucson, AZ

Tucson, AZ

Tucson, AZ

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
AZ RA APPROVED 2018-07-13
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • AZ RA
    APPROVED
    Since 2018-07-13

Branch Locations

6257 E. Broadway Blvd, Tucson, AZ 85711 • United States

9510 E. Golf Links Rd, Tucson, AZ 85730 • United States

10255 E Broadway Blvd., Tucson, AZ 85748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Apache Junction AZ 11/2015 04/2018
J.P. Morgan Securities Llc Tucson AZ 05/2018 07/2020
J.P. Morgan Securities Llc Tucson AZ 08/2020 Present
Jp Morgan Chase Bank, N.A. Tucson AZ 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-30
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2018-06-30
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Daniel D Slade
  • Dan Dwaine Slade
  • Dan D Slade
  • Daniel D Slade
  • Daniel Dwaine Slade

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor