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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-12-09 |
Branch Locations
2900 N. Washington St., Bismarck, ND 58503 • United States
2525 S University Dr, Fargo, ND 58103 • United States
309 Broadway N, Fargo, ND 58102 • United States
100 Main Street, Ellendale, ND 58436 • United States
601 Main Street, Oakes, ND 58474 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Fargo | ND | 06/2012 | 12/2025 |
| Mml Investors Services | Fargo | ND | 06/2012 | 12/2025 |
| Lpl Financial Llc | Fargo | ND | 12/2025 | Present |
| Starion Bank | Fargo | ND | 12/2025 | Present |
1 - 12/01/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Starion Investment Services - Inv Related - At reported business location(s). 2 - 12/01/2025 - Sunrise Holdings - Business Entity for Tax/Investment Purposes Only - Not Inv Related - Fargo, ND - OBA Start Date: 08/01/2016. 3 - 12/01/2025 - LADs LLC - Commercial Real Estate Rental- Inv Related - 5 Hours/Month - Fargo, ND - OBA Start Date: 06/04/2022. 4 - 12/01/2025 - Derek Drege - Non-Variable Insurance Trails Only - Inv Related - OBA Start Date: 12/01/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-24 |
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