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Seth Hitchcock Bergquist

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
AZ RA APPROVED 2023-01-06
  • TX RA
    APPROVED
    Since 2026-05-07
  • AZ RA
    APPROVED
    Since 2023-01-06

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 06/2006 05/2020
Usaa Financial Planning Services Phoenix AZ 06/2006 05/2020
Usaa Investment Management Company Phoenix AZ 01/2018 05/2020
Charles Schwab & Co., Inc. Phoenix AZ 05/2020 Present
Schwab Wealth Advisory Inc Phoenix AZ 12/2022 Present
  • 06/2006 → 05/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 06/2006 → 05/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Phoenix, AZ
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 12/2022 → Present
    Schwab Wealth Advisory Inc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-29
S63 Uniform Securities Agent State Law Examination 2000-08-26
  • S65 Uniform Investment Adviser Law Examination
    2006-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-08-26

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
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HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
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