Quincy Hall

Current Employers

Employment History

• 04/2012 → 08/2017
  Mml Investors Services, Llc
  Corte Madera, CA
• 08/2017 → 03/2018
  Cetera Advisor Network, Llc
  El Segundo, CA
• 09/2014 → Present
  The College Of Marin Community Education
  Corte Madera, CA
• 08/2017 → 03/2018
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 01/2015 → 08/2017
  Mml Investor Services, Llc
  Corte Madera, CA
• 01/2018 → Present
  Hall Financial Services, Inc.
  Corte Madera, CA

Previous Registrations

• 2017-08-14 → 2018-03-13
  Cetera Wealth Services, Llc
  Corte Madera, CA
  Corte Madera, CA
  El Segundo, CA
• 2015-01-13 → 2017-08-15
  Mml Investors Services, Llc
  San Francisco, CA
  San Leandro, CA
  San Francisco, CA
  San Francisco, CA
  Fremont, CA
  Corte Madera, CA

Other Businesses

NAME OF OTHER BUSINESS: THE COLLEGE OF MARIN COMMUNITY EDUCATION INVESTMENT RELATED: NO ADDRESS: 520 TAMALPAIS DR., CORTE MADERA, CA NATURE OF BUSINESS: EDUCATIONAL START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: PROFESSOR/LECTURER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TEACHING FINANCIAL PLANNING CONCEPTS. NAME OF OTHER BUSINESS: ADVICE ONLY (R) INVESTMENT RELATED? YES, BUT NOT AN ACTIVITY REQUIRING REGISTRATION ADDRESS: 520 TAMALPAIS DR., CORTE MADERA, CA NATURE OF BUSINESS: EDUCATIONAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: AUTHOR, INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 10 NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: PUBLISHING BOOKS ABOUT FINANCIAL PLANNING CONCEPTS AND PROVIDING INSTRUCTION. IAR WRITES BOOKS AND PROVIDES EDUCATION COURSES UNDER THIS TRADEMARKED BUSINESS NAME. IAR ALSO DISCLOSES THAT INVESTMENT ADVICE IS PROIDED THROUGH HALL FINANCIAL SERVICES, INC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-22
• S63 Uniform Securities Agent State Law Examination
  2012-03-10

Designations