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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Charlestown, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 01/2013 | 11/2016 |
| Baird | Louisville | KY | 10/2019 | 08/2022 |
| Jjb Hilliard Wl Lyons Inc | Louisville | KY | 01/2017 | 10/2019 |
| Baird | Louisville | KY | 08/2022 | Present |
LANESVILLE HIGH SCHOOL, NON-INVEST RELATED, 2725 CRESTVIEW AVE NORTHEAST, LANESVILLE, IN 47136, ASSITANT VARSITY BASEBALL COACH, 1/2015, 50 HRS/MONTH, 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE TEACHING, INSTRUCTION AND MENTORING HIGH SCHOOL BASEBALL PLAYERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-15 |
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