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Alan Rory Babbitt

Eagle Strategies LLC

Edison, NJ

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-01-17
  • NJ RA
    APPROVED
    Since 2017-01-17

Branch Locations

379 Thornall Street 8Th Floor, Edison, NJ 08837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Edison NJ 08/2016 Present
Nylife Securites Llc Edison NJ 11/2016 Present
Eagle Strategies Llc Edison NJ 01/2017 Present
  • 08/2016 → Present
    New York Life Insurance Company
    Edison, NJ
  • 11/2016 → Present
    Nylife Securites Llc
    Edison, NJ
  • 01/2017 → Present
    Edison, NJ
Previous Registrations
Other Businesses

[Roth Services Group LLC; dormant technology consulting services business; 344 Dogwood Drive Union, New Jersey 07083; owner; no compensation; 0 hours] [Roth Consulting Group LLC; Dormant Management Consulting new business development; 344 Dogwood Drive Union, NJ 07083; no compensation; 0 hours per month]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-05
S65 Uniform Investment Adviser Law Examination 2012-11-12
  • S63 Uniform Securities Agent State Law Examination
    2012-12-05
  • S65 Uniform Investment Adviser Law Examination
    2012-11-12
Other Names
  • Alan Babbitt
  • Alan Rory Babbitt

View on SEC IAPD

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