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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 07/2015 | Present |
1. FINRA Dispute Resolution; 1700 K Street, NW Washington DC DC 20006; FINRA Arbitration and Mediation; FINRA Arbitrator; Arbitrator; 01/01/2025; 1 hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-18 |
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