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Chris Richard Leonhard

Ameriprise Financial Services, LLC

Temecula, CA

Murrieta, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-26
CA RA APPROVED 2019-01-22
  • TX RA
    APPROVED
    Since 2020-06-26
  • CA RA
    APPROVED
    Since 2019-01-22

Branch Locations

41923 2Nd St Ste 403, Temecula, CA 92590 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Diego CA 09/2010 01/2019
Ameriprise Financial Services Inc Temecula CA 01/2019 03/2020
Ameriprise Financial Services, Llc Temecula CA 03/2020 Present
Previous Registrations
  • 2010-09-30 → 2019-01-28
    Ubs Financial Services Inc.
    San Diego, CA
  • 2009-06-01 → 2010-10-06
    Morgan Stanley
    San Diego, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 2002-07-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rancho Bernardo, CA
    Escondido, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2001-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Other Names
  • Christopher Richard Leonhard
  • Chris Richard Leonhard
  • Christopher Leonhard

View on SEC IAPD

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Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
J.P. MORGAN SECURITIES LLC · TEMECULA, CA

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