Joseph T Buckingham

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-06-14
CA	RA	APPROVED	2024-06-04

AZ RA
APPROVED

Since 2024-06-14
CA RA
APPROVED

Since 2024-06-04

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co.,Inc	San Diego	CA	04/2000	Present
Charles Schwab Bank, Ssb	San Diego	CA	10/2007	Present
Schwab Wealth Advisory Inc	San Diego	CA	06/2024	Present

04/2000 → Present

Charles Schwab & Co.,Inc

San Diego, CA
10/2007 → Present

Charles Schwab Bank, Ssb

San Diego, CA
06/2024 → Present

Schwab Wealth Advisory Inc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-09
S63	Uniform Securities Agent State Law Examination	2000-12-20

S66 Uniform Combined State Law Examination

2006-11-09
S63 Uniform Securities Agent State Law Examination

2000-12-20

Other Names

Joseph Thomas Buckingham

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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