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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-14
  • TX RA
    APPROVED
    Since 2014-01-14

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2014 Present
Bank Of America, N.A. Austin TX 02/2014 Present
Previous Registrations
Other Businesses

I*3759302, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Ebay, Address: San Jose, California, 95125, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/12/2026, No Hours: 3.5 Weekly, No Hours during Trading: 0 Weekly, Duties: List items on Ebay, Resell Items

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
  • S66 Uniform Combined State Law Examination
    2013-02-01
Other Names
  • Rudy Gates
  • Rodolfo Gates

View on SEC IAPD

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