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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-25 |
| TX | RA | APPROVED | 2025-06-25 |
Branch Locations
5000 Birch St.WEst Tower #8000, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Laguna Hills | CA | 12/2011 | 06/2025 |
| Bank Of America, N.A. | Dana Point | CA | 02/2012 | 06/2025 |
| Lpl Financial Llc | Newport Beach | CA | 06/2025 | Present |
1) 06/25/2025 - Investment Related - Real Estate Rental - Penn Valley, CA - Start Date:2023 - 1 Hrs/Mth - 0 Hrs During Trading. 2) 06/25/2025 - Martin Capital Group Powered By LPL Financial - Investment Related - Employee Model Brand Name - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 3) 06/25/2025 - Ayni Development Group, LLC - Not Investment Related - E-Commerce - Del Mar, CA - Start Date:04/30/2023 - 5 Hrs/Mth - 0 Hrs During Trading. 4) 03/10/2026 - Pence Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/25/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-23 |
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