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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Capital Corporation | Wilbraham | MA | 03/2016 | 09/2017 |
| Gaudreau Wealth New England | Wilbraham | MA | 03/2015 | 09/2017 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 07/2017 | 09/2017 |
| Raymond James Financial Serfvices, Inc. | Northampton | MA | 10/2017 | 05/2019 |
| Raymond James Financial Services Advisors Inc. | Northampton | MA | 10/2017 | 05/2019 |
| Insurance | Northampton | MA | 10/2017 | 05/2019 |
| Infinex Investments, Inc. | Meriden | CT | 05/2019 | 05/2020 |
| Greenfield Savings Bank | Amhearst | MA | 05/2019 | 05/2020 |
| Lincoln Investment | Fort Washington | PA | 06/2020 | Present |
| Capital Analysts | Fort Washington | PA | 06/2020 | Present |
THE NATHAN AGENCIES POSITION: 1099 Contractor NATURE: Life, Health, Disability & LTC, and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/13/2020 ADDRESS: 20 Gatehouse Road, Amherts MA 01002, United States DESCRIPTION: Fixed Annuity, Life, Health, Disability and LTC Sales through Nathan Agencies and GA Contract, assets under management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-17 |
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