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Nicklas Schaffer

Associated Investment Services, Inc.

Neenah, WI

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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-26
  • WI RA
    APPROVED
    Since 2026-01-26

Branch Locations

100 W Wisconsin Avenue, Neenah, WI 54956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carl M Hennig Inc Oshkosh WI 01/2012 04/2025
New York Life Insurance Co. Madison WI 04/2025 08/2025
Nylife Securities, Llc Madison WI 04/2025 08/2025
Carl M Hennig Inc Oshkosh WI 08/2025 12/2025
Associated Investment Services, Inc. Green Bay WI 12/2025 Present
  • 01/2012 → 04/2025
    Carl M Hennig Inc
    Oshkosh, WI
  • 04/2025 → 08/2025
    New York Life Insurance Co.
    Madison, WI
  • 04/2025 → 08/2025
    Nylife Securities, Llc
    Madison, WI
  • 08/2025 → 12/2025
    Carl M Hennig Inc
    Oshkosh, WI
  • 12/2025 → Present
    Associated Investment Services, Inc.
    Green Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-22
S63 Uniform Securities Agent State Law Examination 2012-01-30
  • S65 Uniform Investment Adviser Law Examination
    2026-01-22
  • S63 Uniform Securities Agent State Law Examination
    2012-01-30
Other Names
  • Nicklas Michael Schaffer

View on SEC IAPD

Other Firms

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OSAIC WEALTH, INC.
MML INVESTORS SERVICES, LLC
BROOKSTONE WEALTH ADVISORS, LLC
ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.

Other Investors

NEELAM Ramchand KRISHNANEY-DAVISON
JAMES WILLIAM BOLAND
KURT KEVIN HELING
Christopher Tritt
JAMES FRANCES FISCHER
STEVEN GERARD PHIPPS
Ryan Keith Mudge
DEBRA ANNE HACKELGOSTAS

Other Offices

LPL FINANCIAL LLC · NEENAH, WI
OSAIC WEALTH, INC. · NEENAH, WI
LPL FINANCIAL LLC · NEENAH, WI
MML INVESTORS SERVICES, LLC · Neenah, WI
BROOKSTONE WEALTH ADVISORS, LLC · NEENAH, WI
ROBERT W. BAIRD & CO. INCORPORATED · Fox Valley, WI
EDWARD JONES · NEENAH, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Neenah, WI

More in Neenah, WI

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