Sean Van Der Wal

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2020
  Charles Schwab & Co., Inc.
  Menlo Park, CA
• 01/2016 → 08/2020
  Charles Schwab Bank
  Menlo Park, CA
• 05/2022 → 09/2024
  Bordeaux Wealth Advisors
  Menlo Park, CA
• 09/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 08/2020 → 05/2022
  Drawing Capital Group
  Los Altos, CA

Previous Registrations

• 2022-05-10 → 2024-09-06
  Bordeaux Wealth Advisors
  Menlo Park, CA
• 2016-01-26 → 2020-08-05
  Charles Schwab & Co., Inc.
  Menlo Park, CA
• 2014-11-19 → 2016-01-26
  Morgan Stanley
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-11-19

Designations

• Certified Financial Planner