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Inactive

Sean Van Der Wal

Mariner

Los Altos, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-11
  • CA RA
    APPROVED
    Since 2024-09-11

Branch Locations

467 First St. Suite 201, Los Altos, CA 94022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Menlo Park CA 01/2016 08/2020
Charles Schwab Bank Menlo Park CA 01/2016 08/2020
Bordeaux Wealth Advisors Menlo Park CA 05/2022 09/2024
Mariner Wealth Advisors Overland Park KS 09/2024 Present
Drawing Capital Group Los Altos CA 08/2020 05/2022
  • 01/2016 → 08/2020
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 01/2016 → 08/2020
    Charles Schwab Bank
    Menlo Park, CA
  • 05/2022 → 09/2024
    Bordeaux Wealth Advisors
    Menlo Park, CA
  • 09/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 08/2020 → 05/2022
    Drawing Capital Group
    Los Altos, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-19
  • S66 Uniform Combined State Law Examination
    2014-11-19
Designations

View on SEC IAPD

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TSINGYUAN VENTURES LLC
VIDI LLC
LPL FINANCIAL LLC
THREE BRIDGE WEALTH ADVISORS
CHARLES SCHWAB & CO., INC.
FRANK ELMER INVESTMENT STRATEGIES LLC

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Keith Michael McGinnis
ERIK ALLEN SCHEI
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Louise Alexander
Jane Elizabeth Terry Khalaf
BRETT BARTON SHARKEY
ERIC THOMAS THURBER

Other Offices

EDWARD JONES · LOS ALTOS, CA
GATES PASS ADVISORS, LLC · LOS ALTOS, CA
TSINGYUAN VENTURES LLC · LOS ALTOS, CA
VIDI LLC · LOS ALTOS, CA
LPL FINANCIAL LLC · LOS ALTOS, CA
THREE BRIDGE WEALTH ADVISORS · LOS ALTOS, CA
CHARLES SCHWAB & CO., INC. · Los Altos, CA
FRANK ELMER INVESTMENT STRATEGIES LLC · LOS ALTOS, CA

More in Los Altos, CA

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