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Inactive

Elyse Nicole Sanchez

Shum Financial Group, Inc.

Alameda, CA

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Current Employers
Shum Financial Group, Inc.

2205 Harbor Bay Parkway, Alameda, CA 94502 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-23
  • CA RA
    APPROVED
    Since 2025-10-23

Branch Locations

2205 Harbor Bay Parkway, Alameda, CA 94502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shum Financial Group, Inc. Alameda CA 12/2016 Present
Girard Securities, Inc. Alameda CA 07/2016 04/2017
Previous Registrations
  • 2016-07-19 → 2017-04-11
    Girard Securities, Inc.
    Alameda, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-18
  • S66 Uniform Combined State Law Examination
    2016-07-18
Designations
Other Names
  • Elyse Schwalm
  • Elyse Nicole Schwalm

View on SEC IAPD

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LPL FINANCIAL LLC · ALAMEDA, CA
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EDWARD JONES · ALAMEDA, CA
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