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700 Commerce Drive Suite 170, Oak Brook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-22 |
Branch Locations
700 Commerce Drive Suite 170, Oak Brook, IL 60523 • United States
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-10-30 |
Branch Locations
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Wealth Llc | Oakbrook | IL | 04/2015 | Present |
| Ausdal Financial Partners, Inc | Davenport | IA | 04/2015 | 02/2017 |
| Halo Securities Llc | Oakbrook | IL | 08/2015 | 07/2023 |
| Rothschild Investment Llc | Chicago | IL | 09/2023 | Present |
| Rothschild Financial Partners, Llc | Oak Brook | IL | 05/2026 | Present |
Rothschild Wealth LLC Investment Adviser COO/CFO 4/13/15 Investment Related Rothschild Investment, LLC Broker Dealer CFO/CCO Since 09/2023 Investment Related Rothschild Financial Partners, LLC Investment Adviser COO/CFO 05/2026 Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2015-10-30 |
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