Thomas Oliver Barnes

Employer firm

The Patriot Financial Group, LLC CRD 172470

$2.64B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 06/2018
  Lpl Financial Llc
  Bristol, CT
• 10/2015 → Present
  The Patriot Financial Group, Llc
  Bristol, CT
• 06/2018 → 12/2022
  Securities America Inc.
  Bristol, CT
• 12/2022 → Present
  Riverside Wealth Management
  Bristol, CT
• 12/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL

Previous Registrations

• 2006-04-21 → 2016-04-12
  Lpl Financial Llc
  Bristol, CT
  Bristol, CT
  Bristol, CT
• 2004-08-12 → 2006-04-25
  Ohanesian / Lecours, Inc.
  West Hartford, CT

Other Businesses

1) PATRIOT FINANCIAL GROUP; BRISTOL, CT ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; WEALTH MANAGER; SINCE 12/2022; 160 HOURS/MO 2) RIVERSIDE WEALTH MANAGEMENT; BRISTOL, CT ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; WEALTH MANAGER; SINCE 12/2022; 160 HOURS/MO 3) CITY OF BRISTOL RETIREMENT BOARD; BRISTOL, CT; NON-INVESTMENT RELATED; CHAIRMAN; SINCE 11/2002; 12 HRS/MO 4) THE WEST CEMETERY ASSOCIATION; BRISTOL, CT; NON-INVESTMENT RELATED; TREASURER; SINCE 12/2012; 4 HRS/MO 5) NAME OF OTHER BUSINESS: RIVERSIDE INVESTMENT SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2006, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-28
• S63 Uniform Securities Agent State Law Examination
  2000-05-24