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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-04-09
  • TN RA
    APPROVED
    Since 2019-04-09

Branch Locations

501 Commerce St, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hays Advisory, Llc Brentwood TN 06/2016 02/2017
Northern Lights Distributors, Llc Omaha NE 07/2016 02/2017
Premise Health Incorporated Brentwood TN 02/2017 04/2018
Pinnacle Family Advisors, Llc Springfield MO 05/2018 Present
Northern Lights Distributors, Llc Omaha NE 04/2018 Present
Alliancebernstein Investments, Inc. Nashville TN 03/2019 Present
  • 06/2016 → 02/2017
    Hays Advisory, Llc
    Brentwood, TN
  • 07/2016 → 02/2017
    Northern Lights Distributors, Llc
    Omaha, NE
  • 02/2017 → 04/2018
    Premise Health Incorporated
    Brentwood, TN
  • 05/2018 → Present
    Springfield, MO
  • 04/2018 → Present
    Northern Lights Distributors, Llc
    Omaha, NE
  • 03/2019 → Present
    Alliancebernstein Investments, Inc.
    Nashville, TN
Previous Registrations
Other Businesses

Count: 1 1) BusinessName: Dana Olsen INVESTMENT RELATED: No ADDRESS: 314 Duke St, Nashville, TN 37207 NATURE OF BUSINESS: AI agent based budget app focused on 1099 income and expense tracking. POSITION: Delvoper RELATIONSHIP: 2026-05-01 APPROXIMATE NUMBER HOURS: 10 hours/month, 0 hours during trading hours YOUR DUTIES: I will potentially be involved in volunteer/dev work, I am involved as an opportunity to test agentic AI tools in a functional application.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-08
  • S66 Uniform Combined State Law Examination
    2012-09-08
Other Names
  • Max Brown Iii
  • Max Kohn Brown Iii
  • Max Kohn Brown
  • Max Kohn Brown
  • Max Brown

View on SEC IAPD

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