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Martha Gonzalez

Wells Fargo Clearing Services, LLC

Austin, TX

San Antonio, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-02
  • TX RA
    APPROVED
    Since 2012-04-02

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Austin TX 04/2012 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-02
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S66 Uniform Combined State Law Examination
    2011-12-02
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25

View on SEC IAPD

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