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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2015 | Present |
| Gariano Wealth Management | Ridgewood | NJ | 01/2015 | Present |
1) GARIANO WEALTH MANAGEMENT; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; FINANCIAL SERVICES; START 1/1/15; 50 HOURS/WEEK DURING TRADING HOURS; FINANCIAL ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-16 |
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