Robert Anthony Gariano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-01-12

NJ RA
APPROVED

Since 2015-01-12

Branch Locations

112 Prospect St, Ridgewood, NJ 07450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	01/2015	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2015	Present
Gariano Wealth Management	Ridgewood	NJ	01/2015	Present

01/2015 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
01/2015 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2015 → Present

Gariano Wealth Management

Ridgewood, NJ

Previous Registrations

2014-01-17 → 2015-01-05

Lord, Abbett & Co. Llc

Jersey City, NJ

Other Businesses

1) GARIANO WEALTH MANAGEMENT; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; FINANCIAL SERVICES; START 1/1/15; 50 HOURS/WEEK DURING TRADING HOURS; FINANCIAL ADVISOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-16

S66 Uniform Combined State Law Examination

2014-01-16

Designations

Certified Financial Planner

Other Names

Robert Gariano

View on SEC IAPD