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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-13 |
| NM | RA | APPROVED | 2013-05-16 |
| CO | RA | APPROVED | 2012-11-05 |
Branch Locations
8204 Louisiana Blvd Ne Ste B, Albuquerque, NM 87113 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Thornton | CO | 12/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Albuquerque | NM | 03/2020 | Present |
Business Ownership; SKC LLC; Financial Adviser and business partner; Financial Advice; 3850 Masthead St Ne, , Albuquerque, NM, 87124; Investment-Related; 05/01/2020; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
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